First Trust and its affiliate, First Trust Advisors L.P., have over $25 billion in assets under management or supervision (as of 9/30/08), affording FT Capital Partners a unique value proposition relating to asset manager companies.

FT Capital Partners carries this value proposition further by making long term investments in high caliber boutique asset managers where we can create value as both a financial and strategic ally.

We generally seek to invest in asset managers that meet the following criteria:

These managers typically retain control of operational management, thereby preserving their distinct culture and entrepreneurial focus.

We provide asset managers we invest in the opportunity to realize the benefits of First Trust’s substantial resources and expertise to accelerate their growth, enhance their profitability, and maximize their potential.

We strive to customize the structure and strategy of each investment within a proven framework that aligns the interests of the asset manager, First Trust, and clients, based on the specific characteristics of the firm and the goals of its principals.

We prefer equity ownership broadly distributed across the management team, incentivizing key contributors to increase the value of their equity through individual and team performance.

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